This online course is intended to help those who are entering financial services gain a good understanding of how regulation works, who does what, and why it is critical that firms and staff appreciate the role that they play in the operation of effective markets.
The half day course will help delegates to understand:
• The current regulatory landscape in the UK and how it all fits together
• What the Financial Conduct Authority (FCA) is and supervising financial services
• The FCA’s strategic and operational objectives
• The FCA’s approach to supervision and the tools they use
• The main regulatory standards, requirements and expectations of firms
Non-Member £499.00 plus VAT
Please click HERE to book